Land disturbance and land restoration are important factors influencing runoff production and sediment yield in the semi-arid loess regions of China.This study compared the runoff production and sediment yield during the early stage after land disturbance (ESLD) with those during restoring stage after land disturbance (RSLD). Grey relational analysis was used to analyse the importance of each one of the influencing factors (vegetation, rainfall, soil and topography) in affecting the runoff production and sediment yield. Our results showed that during ESLD, topography was the most critical factor controlling the runoff production, while soil was the most important factor controllingthe sediment yield. DuringRSLD, vegetation was more important in affecting runoff production, while rainfall was more important in affecting sediment yield. In additional, this study demonstrated that both the runoff production and the sediment yield can be effectively reduced by restoring vegetation on severely-disturbed lands, thus providing an important theoretical basis for better implementations of the Grain for Green Program.Our results revealed that the vegetation types of Hippophaerhamnoides+Pinustabulaeformis and H.rhamnoides are better plant selections for land restoration in this area, especially for relatively gentle slopes (i.e., less than 20 degrees).
Land use/cover and land management are considered to be among the most important factors influencing runoff production and soil erosion (Smith and Wischmeier, 1962; Chen et al., 2001; Porto et al., 2009; Tiwari et al., 2009; Garcí a-Ruiz, 2010; Nunes et al., 2011; Peng and Wang, 2012), and their importance was abundantly documented in the loess-covered regions (Fu et al., 2000; Wilcox et al., 2003; Chen et al., 2007; Mohammad and Adam, 2010; Li et al., 2015; Zhu et al., 2015).Consequently, land disturbance or/and land mismanagement are sufficiently demonstrated to be key factors enhancingrunoff production and soil erosion(Ungar et al., 2010; Mohr et al., 2013; Brunbjerg et al., 2014; Malowerschnig and Sass, 2014; Vanacker et al., 2014). At large spatial scales, such human activities as overgrazing and deforestation are considered as land disturbance or land mismanagement that may enhance runoff production and sediment yield mainly through altering the vegetation coverage and the soil characteristics(Ludwig et al., 2005; Snyman, 2005; Snyman and Du Preez, 2005; Zheng, 2005, 2006; Zheng et al., 2005; Lin et al., 2010; Taye et al., 2013; Zhao et al., 2013; Ma et al., 2014; Kairis et al., 2015; Gao et al., 2016). At small spatial scales, such human activities as trampling and digging may also enhance runoff production and sediment yield mainly through altering the root systemand the micro-topography (Herrick et al., 2010; Dunne et al., 2011; Pohl et al., 2012; Vanackeret al., 2014). Here, we use trampling as an example to illustrate the importance of land disturbance or land mismanagement. Tramplingcan decrease the soil macro-porosity and the associated hydraulic conductivity, thus increasing runoff production (McDowell et al., 2003; Herricket al., 2010). Tramplingcan also damage plant root system, reduce vegetation coverage, and destroy soilstructure, thus rendering the soil surface more susceptible to erosion (Dunne et al., 2011; Pohlet al., 2012).
The Chinese Loess Plateau has been notoriously well known to be one of the world’ s most susceptible regions to soil erosion, and land disturbance and mismanagement were sufficiently demonstrated to have exacerbated soil erosion-related problems. In recent years, with the implementation of the Grain for Green Program and other ecological engineering programs, a great deal of scientific attentions have been focused on the land disturbance or/and land mismanagement and their impacts on runoff production and soil erosion. For example, Zhao et al. (2014) studied the dynamic effects of pastures and crops on runoff production and sediment yield under simulated rainfall conditions and found that vegetation restoration canreducesediment yieldmore effectively at the growing stage and can reduce runoff production more effectively at the mature stage. Pan et al. (2006) investigated the influence of grass and moss on runoff production and sediment yield also under simulated rainfall conditions and found that the grass and moss can efficiently reducesediment yield and runoff production. Wei et al. (2014) studied the effects of surface conditions and rainfall intensities on runoff production using micro-runoff plots and rainfall simulation and concluded that the runoff production varies drastically with different surface conditions and also with different rainfall intensities. Liet al. (2015) investigated the soil detachment capacity and its relationships withsediment yieldand runoff production and found that such factors as soil aggregate median diameter, organic matter, and root density can affect soil detachment capacity and thus runoff production and sediment yield.
However, the effects of natural rainfall events on runoff production and sediment yield were found to be dramatically different from the effects of artificial rainfall simulations (Mathys et al., 2005). This study thus attempted to evaluate the effectiveness of the Grain for Green Program by comparing the characteristics of runoff production and sediment yieldduring the early stage after land disturbance(ESLD) with thoseduring the restoring stage after land disturbance (RSLD) under natural rainfall conditions. The primary objective was to explore the best land restoration strategies for soil and water conservation in the Chinese LoessPlateau.
The study area isDajigouCatchment(Table1; Fig.1), a typical loess hilly areain thenorthwestern part of theChinese Loess Plateau withinWuqi County of Shaanxi Province (36° 33′ 33″-37° 24′ 27″N, 107° 38′ 37″-l08° 32′ 49″E; 1233-1809 ma.s.l.). The mean annual precipitation was about 464.5 mm (1957-2013), with 61% falling in the rainy season from July to September. The monthly temperature ranged from -28.5° C(December, 1967) to 38.3° C(July, 2001), with an annual mean temperature of 7.9° C(1957-2013). The surface soils in the study area are of loessial origin with relatively coarse particles(Chronicle, 1991), and the natural vegetation (presumably steppe-dominated) has almost completely disappeared due to a prolonged human disturbance.To restore theseverely disturbed ecological environment, Chinese government has recently implemented the Grainfor Green Program through vegetationrestoration measures.
Taking into consideration of thetopographical features and the vegetation types, five plots (20 m× 5 m) were constructed within the study area in July 2009. The vegetation types in the five plots are:Hippophaerhamnoides+Pinustabuliformis (Plot RPa), H.rhamnoides+P.tabuliformis (Plot RPb), P.tabuliformis(Plot P), H.rhamnoides (Plot R), and Lespedeza davurica+Leymussecalinus(Plot G) (Table 1; Fig. 1). The vegetation and surface soil were severely disturbedat the five plots through trampling and digging during the construction and we termed the period immediately after the construction the early stage after land disturbance (ESLD). The vegetation and soil conditions at the five plots have graduallyameliorated over time and we termed the period of amelioration the restoring stage after land disturbance (RSLD). Figure 2 shows the condition contrasts between ESLD and RSLD for the Plot G (Figs. 2a and c) and for the Plot P (Figs. 2b and d).
| Table 1 Specific conditions of five runoff plots |
At all of the five plots, we monitored the runoff production and sediment yield of each rainfall event during the rainy season (July-September) from 2009 to 2012. At the lower end of each plot, a sump was installed to collect sediment and runoff and the sump was made of concrete with a dimension of 1 m× 1 m× 1 m (Fig. 3a). A simple automatic meteorological field station (HOBO weather station, Onset Computer Co., Boerne, MA, USA), including a tilting rain gauge, was installed to record year-round meteorological data (Fig. 3b) and the data recording interval was5 min. The data thus allowed us to calculate the I5, I10, I15 and I30 values (note: I5, I10, I15 and I30were the maximum rainfall intensities for 5-min, 10-min, 15-min and 30-min, respectively).
Three soil pits were excavated at the uphill, middle and downhill sitesand soil samples were collected from each pit at the depths of 0-20, 20-40, 40-60, 60-80 and 80-100 cm. Soil bulk densities were tested using a ring knife with a diameter of 5 cm and a height of 5 cm. Soil infiltration apparatuswas employed for recording the process of water infiltration into the soil and the depth of infiltration was calculated by an empirical Equation 1.
H=0.19635× h× cosa. (1)
Where H is the depth of infiltration; h is the change in the standing water level; and ais the slope gradient. At the beginning of the experiment, data were recorded every 10 s for 90 s; then, data were recorded every 30 s for 5 min; at the end, data were recorded once one minute. The experiment were repeated for 5-6 times toinsure data consistency (Zhao et al., 2010).
We used the Principal Coordinates Analysis method to convert the qualitative variables, such as vegetation and slope aspect, into quantitative variables (Zhang, 2004) to obtain the characteristic value of each variable. And, we then used the characteristic value for further analysis and the further analysis was carried out using the grey correlation method(Deng, 2002). This grey correlationmethod identifies the similarity or dissimilarity of the development trends among factors. By comparing a sequence of an established family of curveswith a reference sequence curveusing geometric similarity, one can determine the degree of connection between the reference sequence and thecomparingsequence. It means that the more similar, the greater degree the similarity is. The comparing sequence and the reference sequence can be both temporal series and non-temporal series. The method is shown as below:

Where 
The correlation coefficient is calculated by Equations 3-6.

Where Δ x0i(k)is the absolute value of the difference between the comparing sequence and the reference sequence and ξ is the distinguishing coefficient. The value of ξ ranges from 0 to 1, but ξ =0.5 is considered to be a threshold for showing similarity. 
The grey relational grade (GRG, Γ ) is calculated by Equation 7.

We selected runoff production and sediment yield as the reference sequences and used several indicators as our comparing sequences. The used comparing sequences include vegetation type, vegetation coverage, rainfall amount, rainfall duration, average rainfall intensity, I5, I10, I15, I30, soil bulk density, soil infiltration rate, and slope aspect, and gradient. Then, the GRG was calculated for the references and the comparing sequences (Tables 2 and 3). According to Deng (2002), a larger GRGmeans a closer relationship between the comparing sequence and the reference sequences.
As shown in Table 2, the slope aspect had the strongest impact on the runoff production with a GRG of 0.6681 during ESLD. The second rankwas the soil infiltration rate with a GRG of 0.6524. The rainfall amount ranked as the third with a GRG of 0.6417, followed by rainfall duration with a GRG of 0.6303. Among the rainfall intensities, I15had the largest GRG (0.6209). The influences of vegetation type and cover on the runoff were at the intermediate ranks among the 13 considered factors.It should be noted that the smallest GRG value of0.5406 (I30) was still larger than the presumed threshold of 0.5, meaning that all the 13 considered factors were closely related to the runoff production.
During RSLD (Table 2), the rainfall duration with a GRG of 0.7443replaced the slope aspect as the most critical factor affecting the runoff production. The vegetation type ranked the second with a GRG of 0.6757 and the rainfall amount ranked the third with a GRG of 0.6415. The GRG of the soil steady infiltration rate ranked the fourth(GRG=0.6231). Among the rainfall intensities, I10 was the most critical factor with a GRG of 0.6186. The influence of slope aspect on the runoff production during RSLD (eleventh rank) was much less important than during ESLD (first rank).
| Table 2 Grey relational grade between runoff and its influential factors |
Table 3 shows thatthe soil bulk density was the dominant factor affecting sediment yield during ESLD and the GRG was as high as 0.8113. The average rainfall intensity ranked the second with a GRG of 0.7444, followed by the soil steady infiltration rate (GRG=0.7128). Among the rainfall intensities, I30 had the closest relationship with sediment yield (GRG=0.6890). The GRG was 0.6487for vegetation type and 0.6229 for vegetation coverage. The smallest GRG value of 0.5945 (slope gradient) was larger than the presumed threshold of 0.5, indicating that all of the considered 14 factors had close relationships with the sediment yield (note: runoff was added as an additional factor to the 13 factors listed in Table 2).
During RSLD, the four-grade rainfall intensities were all among the most significant factors, e.g., I5ranked the second (GRG=0.7953), I10the first (GRG=0.8012), I15 the third (GRG=0.7779), and I30the fourth (GRG=0.7593), indicating that rainfall intensity was the most important in influencing the sediment yield during RSLD. Similarly, the rainfall duration was promoted from rank tenth during ESLD to rank fifth during ESLD. By comparison, the soil bulk density was demotedfrom rank first during ESLD to rank tenth during RSLD. At the same time, the importance ofthe soil steady infiltration rate was demoted from rank third during ESLD to rank eighth during RSLD and the importance of runoff was promoted from rank thirteenth during ESLD to rank eleventh during RSLD. The importance of both the vegetation type and vegetation coverage on sediment yield was lowered during RSLD compared with that during ESLD.
Significant differences were observed under the different vegetation types in terms of runoff production and sediment yieldbetweenESLD and RSLD (Fig. 4). The runoff production and sediment yield during ESLD were remarkably higher than those during RSLD. For example, the runoff production was 13.55-foldhigher duringESLD than during RSLD and the sediment yield was 3.13-fold higher duringESLD than during RSLD under forest conditions (e.g., Plot P). The runoff production and sediment yield were 8.59-fold and 1.70-fold higher during ESLD than during RDLS, respectively, under grassland conditions (e.g., Plot G). Under mixed vegetation conditions (e.g., PlotsRPa, RPb, and R), the runoff production was 3~5 times higher during ESLD than during RSLD and the sediment yield was 1~2 times higher during ESLD than during RSLD. The analytical results demonstrate that vegetation restoration can effectively reduce the runoff production and sediment yield.
| Table 3 Grey relational grade between sediment yield and its influential factors |
The importanceof different factors on runoff production differed significantly during ESLD than during RSLD. The importance of the major factors had a descending order during ESLD as follow: topography> soil> vegetation> rainfall, andthe descending order during RSLD became: vegetation> rainfall> topography> soil (see Table 2).In this study, the surface soil was severely disturbed and the vegetation was greatly reduced during the plot construction.When the surface soil was disturbed or/and compacted and the vegetation coveragewas reduced or removed, the soil steady infiltration rate and the canopy interception capacity were reduced, leading to increase in runoff production(Wilcox et al., 2003; Zhang et al., 2009; Wei et al., 2014). It should be stressed that vegetation root systems can improve the soil infiltration capacity and that the soil disturbance-resulted destruction of the root systems can increase runoff production through decreasing the soil steady infiltration rate (Gyssels et al., 2005; Wang et al., 2013, 2014a, b). Another point needs addressing here. That is, the importance of vegetation types on runoff production was relatively weak during ESLD (see Table 2) and the speculated reason is that the interception and retention capacities were rather limited at all five plots during ESLD simply due to rather limited vegetation coverage immediately after the plot construction. Consequently, rainfallbecame more important (the fourth rank) simply due to the reduced interception and retention capacities(Ai et al., 2013).
Researchers have extensively explored the effects of land disturbance on runoff production and sediment yield and the published literatures have provided more details that are quite relevant to our study. For example, Wilcox et al. (2003)and Vanacker et al. (2014)noted that surface soil disturbances can modify surface topographical features and the vegetation patch structure, eventually decreasing water storage or retention capacity on the hillslope. Mohr et al. (2013) found that the impact of micro-topography on surface runoff connectivity and water-repellent properties is the first-order control on hydrological and soil erosion processes. Similarly, Researchers have also extensively explored the effects of land restoration on runoff production and sediment yield and the published literatures have provided more details that are also quite relevant to our study. For example, plant growth can reduce raindrop energy and total runoff depth through canopy interception and stemflow(Wei et al., 2007; Ná var, 2011; Yang et al., 2013). Vegetation recovery can improve soil conditions, such as soil permeability and soil water storage capacity and can also reduce runoff production through root-network development and litter accumulation (Gyssels et al., 2005; Descheemaeker et al., 2006; Huang et al., 2013). Our study sufficiently demonstrated that vegetation restoration can effectively conserve both water and soil. For example, the runoff production was 13.55-fold lowerduringRSLD than during ESLD under forest conditions (e.g., Plot P). Our study (see Table 3) confirmed the earlier reports that the vegetation restoration became increasingly important for reducing runoff production once topographical features were stabilized and that rainfall duration and rainfall intensity were the dominant factors influencing runoff production under fully-restored vegetation condition(Wei et al., 2007, 2009, 2014).
The importance of the major factors affecting sediment yield also differed significantly between ESLD and RSLD. The descending order of the importance during ESLD was as follow: soil> rainfall> vegetation> topography> runoff(see Table 3). The descending order during RSLD was as follow: rainfall> soil> runoff> topography> vegetation. The published literatures demonstrated that removal of the vegetation and disturbance of the surface soil can degrade soil structures, thusencouraging sediment movement (Vacher et al., 2003; Porto et al., 2009). Some scholars have shown that the soil surface can be stabilized witha vegetation coverage> 60% and thus reduce soil erosion (Martin et al., 2010; Pohl et al., 2012). Our study further elaborated those points. For example, the sediment yield was 3.13-fold lowerduringRSLD than during ESLD under forest conditions (see Table 3).
As stated earlier, significant differences were observed under the different vegetation types in terms of runoff production and sediment yield betweenESLD and RSLD, being consistent with the reportedobservations by other scholars(Fu et al., 2000; Vacca et al., 2000; Meng et al., 2008; Xu et al., 2008; Xu et al., 2009; Mohammad and Adam, 2010; Wang et al., 2011; Ai et al., 2013; Wei et al., 2014). Although the runoff production and sediment yield differed significantly under different vegetation types, the variable coefficient for RSLD was lower than that for ESLDunder all vegetation types (see Fig. 4). It simply means that the effect of vegetation type on sediment yieldwas more important during ESLD than during RSLD. In addition, some scholars have attempted to search for the best plant species or the combinations for land restoration. For example, Wei et al. (2014) found that shrub species were better than grass species for retaining runoff and reducing sediment yield in a loess hilly area in China. This studyconcluded that RPa(H.rhamnoides+P.tabuliformis) and R (H.rhamnoides) are better choices for land restorationin this area, especially for relatively gentle slopes (i.e., less than 20 degrees).
Land disturbance and restoration significantly influence the runoff production and sediment yield. The importance of each one of the influencal factors (vegetation, rainfall, soil, and topography) wasso different during ESLD in comparison with those during RSLD. This study demonstrated that both the runoff production and the sediment yield can be effectively reduced by restoring vegetation on severely-disturbed lands, thus providing an important theoretical basis for better implementations of the Grain for Green Program. Our findings revealed that RPa(H.rhamnoides+P.tabuliformis) and R (H.rhamnoides)vegetation types are better plant selections for land restoration in this area, especially for relatively gentle slopes (i.e., less than 20 degrees).
This study was funded by the National Science and Technology Support Plan of China (2015BAD07B02). We would like to thank ZHAO Jian, ZHOU Yi and WANG Xiaowei for their valuable comments on this manuscript. We also thank the anonymous reviewers and editors for their constructive comments and suggestions.
The authors have declared that no competing interests exist.
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